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Posted on Sep 19, 2024

What Does the State Look for in Nursing Homes

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Read Time: 9 Min

When state inspectors arrive at your nursing home, it can feel overwhelming.

You want to provide the best care for your residents, but the pressure of meeting state standards can make inspection day stressful. You might miss something important or, worse, face potential penalties.

However, preparation can turn this nerve-wracking experience into a manageable process. By knowing what inspectors look for and keeping your facility inspection-ready, you can approach state inspections with confidence.

In today's guide, we'll help you understand the key areas of focus during state inspections. We'll also discuss the importance of these audits and share practical tips to help you stay prepared.

Why Are State Inspections Important for Nursing Facilities?

Before discussing what states look for in a nursing home, you're probably curious why they conduct inspections in the first place. Below are the common reasons why state inspections are important:

Ensure the Safety of Nursing Home Residents

State surveyors assess whether your residents feel safe in your facility. They evaluate everything, from the cleanliness of your facility to the safety of your emergency exits.

Unsafe conditions, such as unsanitary areas or improper emergency plans, can pose real threats to a resident's well-being.

State inspections are important because they help identify these issues before they lead to serious accidents or problems.

Meet Compliance with State and Federal Regulations

State and federal regulations exist to protect residents and maintain a high standard of care in nursing homes.

During inspections, officials check to see if your facility meets these regulations. This can range from staff training and qualifications to how well you manage medications and Medicaid services.

Falling out of compliance can lead to penalties or even losing your nursing home license.

You must meet these standards to ensure your facility operates smoothly and legally.

Improve Nursing Care Quality

Inspections also give you the opportunity to evaluate the quality of care your residents receive.

Surveyors look closely at how your staff interacts with residents, how often they reach out to a family member for updates, and how well-personalized care plans are being followed.

If inspectors find areas that need improvement, you can use their feedback to improve the care you provide.

By maintaining high standards of care, you can enhance the reputation of your nursing home.

Maintain Accreditation and Licensing

State inspections are key to maintaining your facility’s accreditation and licensing. These licenses are what allow your nursing home to operate legally.

Failing an inspection can lead to severe consequences, which include the suspension of your license. Regular inspections help ensure that you remain in good standing with state agencies.

Keeping up with state requirements also shows that your nursing home is committed to providing proper care and following the rules.

Build Trust with Residents and Family Members

Passing state inspections builds confidence in your nursing home facility. Families want to know that their loved ones are in a safe, caring environment.

When they see that your facility is consistently passing inspections, it boosts their faith in your ability to provide quality care.

This trust strengthens your reputation in the industry and helps you improve resident retention.

nursing home survey

What Do Different States Look for in Nursing Homes?

While nursing home regulations can vary from state to state, there are common key areas that most states focus on. Let's go over each one of them below:

1. Staffing Ratios

Staffing ratios are an important focus for state inspections.

Inspectors want to see that your nursing home has enough staff to provide proper care for all residents. They usually review schedules, staff rosters, and resident care records to determine the minimum staffing requirements.

Most states require a specific number of nursing staff per shift based on the number of residents in your facility. For example, the health division of Washington D.C. demands 4.1 minimum nursing hours per resident per day (HPRD).

Having the right number of trained staff means that residents receive the care they need in a timely manner.

2. Training Requirements

Besides staffing levels, state inspectors also evaluate whether your staff meets the necessary training requirements.

This includes reviewing records to see if your nursing staff has completed required courses in areas like infection control, emergency procedures, and resident care techniques.

Surveyors also check if your employees receive ongoing training to ensure they are up to date on the latest best practices.

You must be prepared to show proof of certifications, training logs, and documentation of continuing education during these inspections.

3. Medication Management and Administration

Medication management is another major concern for state inspectors. They want to make sure that your nursing facility has proper procedures in place for storing, administering, and documenting medications.

Surveyors will look at how your nursing home stores prescription drugs. They’ll also check if your nursing staff gives medications on time and follows the correct dosage instructions.

Surveyors may even review medication logs and compare them with medical records to ensure accuracy. If you want to stay compliant with state regulations, you must implement strict medication protocols.

4. Quality of Resident Care

During inspections, surveyors want to know that residents are being treated with dignity, respect, and compassion.

They will observe nursing staff interactions with residents, check for signs of neglect, and review care plans to ensure that each resident’s needs are being met.

Inspectors may also talk to residents and their family members to get a sense of their experience in your nursing home facility.

When you deliver high-quality care, you can easily pass inspections and maintain a positive reputation among residents and their families.

5. Nutrition and Meal Services

Since nutrition is important to a resident's well-being, state inspectors closely examine your facility's meal services during their visits.

They will check to see if the meals meet residents’ dietary needs. This typically involves reviewing menus to ensure they are nutritionally balanced and checking that special diets are properly followed.

They'll also visit your kitchen to confirm whether your staff is preparing and serving meals in a clean, safe environment.

Any lapses in food handling and safety can lead to foodborne illnesses. Your nursing home must implement strict food management practices to prevent these issues and maintain compliance.

6. Infection Control and Prevention

Infection control is another key area that state inspectors focus on during their visits. They want to check if your nursing home has strong infection control protocols in place to prevent the spread of diseases.

They'll review hand hygiene practices, the use of personal protective equipment (PPE), and the sanitation of resident rooms and common areas.

They will also look at how staff handle infection outbreaks and whether you have clear procedures for isolating affected residents. Failing to meet infection control standards can endanger your residents, employees, and visitors.

7. Emergency Preparedness Protocols

Finally, state surveyors inspect if your nursing home has extensive emergency plans in place for situations like natural disasters, fires, and medical emergencies.

They'll review your facility’s emergency procedures, evacuation plans, and how you train employees to respond in various emergency scenarios.

Inspectors will also check that emergency exits are clearly marked and accessible.

Having a well-documented emergency preparedness plan is more than meeting state regulations. It can also keep your residents and staff safe in times of crisis.

nursing home survey

Common Violations in Skilled Nursing Facilities

After understanding the key areas inspectors focus on, the next thing to learn is the common violations that nursing homes face.

Knowing what often goes wrong allows you to address minor issues before they become a serious problem during inspections. Below are a few of them:

  • Insufficient staffing levels: This is a common violation among nursing homes. Not having enough staff to care for your residents properly can lead to neglect and increased health risks.
  • Poor nutrition or dietary care: Serving meals that don’t meet residents’ nutritional needs can result in health problems down the line. Failing to follow special diets also leads to safety violations.
  • Incorrect medication administration: Medication errors are serious and can harm residents. Common issues include administering the wrong dosage, missing doses, or improper documentation.
  • Substandard nursing facility maintenance: A poorly maintained facility can pose risks to residents’ safety and well-being. For example, having broken equipment, unsanitary conditions, or unsafe living environments can lead to state violations.
  • Lack of emergency preparedness: Failing to have proper emergency plans in place is another common issue. This includes the lack of evacuation procedures, poorly trained staff, and unclear communication plans for emergencies like fires or natural disasters.

Consequences of Failing to Meet State and Federal Regulations

Failing to meet state and federal regulations can have serious repercussions that affect your nursing home’s operations and future. Let’s look at what can happen when standards aren’t met:

  • Financial penalties and fines: Non-compliance with state regulations often result in hefty fines, which can strain your nursing facility’s budget. These penalties vary based on the severity of the violation and how quickly you address it.
  • License suspension or revocation: In severe cases, failing to meet regulations may force state regulators to suspend or revoke your nursing home's license. Without a license, you cannot legally operate.
  • Reputation damage: Poor inspection results can also damage your reputation. Families may lose trust in your care, and it can be difficult to attract new clients.
  • Loss of Medicaid certification: Non-compliance can lead to losing Medicaid certification, which could result in a significant loss of funding. This affects your nursing facility's ability to provide Medicaid programs for residents.
nursing home survey

How to Prepare for a Nursing Home State Inspection

If you want to avoid the potential consequences of non-compliance, you must prepare ahead of state inspections. Below are some steps you can follow:

1. Conduct Regular Internal Audits

When you regularly perform internal audits, you can quickly identify potential problems before they become violations.

You can then address these issues before the next state inspection.

Don't forget to document your findings and track progress, as this can also serve as evidence of your proactive efforts during an inspection.

Consider using a digital inspection program to make the internal audit process easier and more accurate.

2. Maintain Accurate and Up-to-Date Documentation

You must keep all records organized and updated so you can easily demonstrate compliance during state inspections.

One of the best ways to do this is by using an inspection software solution. It can keep digital records of resident care plans, staffing records, training certifications, medication logs, and emergency preparedness plans.

The software can also store audit history, including photos, comments, and worker's signatures, to help prove your nursing home's compliance. This eliminates paperwork and the administrative burden that comes with it.

You may also want to establish a routine for reviewing and updating your documents regularly. Doing so ensures they reflect the current state of your facility’s operations.

3. Train Health Care Providers on Regulatory Standards

Staff training is another important part of inspection readiness.

Make sure all your employees are fully trained on current regulatory standards, emergency procedures, and infection control protocols.

You must also provide training specific to their role. For example, teach the nursing home administrator how to use accounting software, since part of their job is overseeing billing and expenses.

Regular and ongoing training can help your nursing staff feel confident in their roles and responsibilities during an inspection. This also allows them to provide the highest quality of care to residents.

4. Seek Feedback from Residents and Family Members

Finally, don't underestimate the power of feedback from residents and their families. Their opinions can help you identify areas that need improvement.

You can conduct a nursing home survey that lets them submit comments anonymously. This helps you identify potential issues before they are noted in a survey report.

Better yet, use a digital survey app like MyCustomerVoice to track your guests' experience. This allows them to upload feedback and photos instantly without pen and paper. It also provides real-time notifications and analytics so you can address concerns promptly.

MyFieldAudits Can Simplify Nursing Home Inspections

Need to prepare for state inspections? MyFieldAudits is here to help.

They provide an all-in-one quality assurance platform that helps nursing homes face state inspections with confidence.

MyFieldAudits is more than just a software app. They manage everything for their clients by developing inspection programs, configuring the platform, providing training, and tracking compliance data.

Schedule a demo today to get started!

Need more information? Contact MyFieldAudits by dialing (844) 344-7265 or sending an email to info@MyFieldAudits.com.

FAQs About What Does State Look for in Nursing Homes

What do states expect from nursing homes regarding resident care?

States expect nursing homes to provide personalized, high-quality care that meets each resident’s physical, emotional, and medical needs. This includes maintaining accurate care plans, proper medication management, and ensuring residents are treated with dignity and respect at all times.

How often do states inspect nursing homes?

Most states conduct inspections annually, but inspections can happen more frequently if state regulators receive complaints or discover violations. Some inspections are scheduled, while others are unannounced to ensure compliance at all times.

How does a nursing facility pass state inspection?

To pass a state inspection, nursing facilities must comply with all regulatory standards, maintain accurate documentation, and demonstrate that residents receive proper care. Conducting internal audits, staff training, and maintaining up-to-date records can help nursing homes prepare for unannounced inspections.